Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Coffin Cawood is a financial advisor with over 8 years of experience in the industry. Currently, Catherine is registered as an Investment Advisor Representative at Osaic Wealth, Inc., in Scottsdale, Arizona. Previously, Catherine was affiliated with FSC Securities Corporation in Atlanta, Georgia, Northwestern Mutual Investment Services, LLC in Milwaukee, Wisconsin, Wells Fargo Clearing Services, LLC in Annapolis, Maryland, and LPL Financial LLC also in Annapolis, Maryland. Catherine holds Series 7, Series 66, and SIE licenses and has expertise in a variety of areas, including financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
11/03/2023 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
01/21/2022 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
WI
05/25/2021 - 11/12/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
MD
04/20/2015 - 03/05/2021
WELLS FARGO CLEARING SERVICES, LLC (ANNAPOLIS MD)
MD
06/16/2014 - 01/15/2015
LPL FINANCIAL LLC (ANNAPOLIS MD)
BOTH
Issued 05/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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