Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Clare Novack is a registered representative with Jonestrading. Catherine has been in the industry since May 14, 2019. Catherine has passed the Series 63, Series 7, Series 86, Series 87 and SIE exams and holds an active registration in New York. Catherine previously worked at CANACCORD GENUITY LLC and NATIONAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/05/2021 - Present
Jonestrading (NEW YORK NY)
NY
03/07/2019 - 06/11/2020
CANACCORD GENUITY LLC (NEW YORK NY)
NY
08/20/2018 - 02/04/2019
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 03/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/16/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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