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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Christine Cronauer is a financial advisor registered with Wells Fargo Clearing Services, LLC. Catherine has been in the financial industry since 1996 and holds Series 7, 9, 10, 31, and 63 securities licenses as well as Series 65 investment advisor license. Catherine has worked with several firms including Citigroup Global Markets Inc and Legg Mason Wood Walker, Incorporated. Catherine has a client base of high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
02/12/2014 - Present
Wells Fargo Clearing Services, LLC (BEL AIR MD)
MD
02/21/2006 - 03/26/2007
CITIGROUP GLOBAL MARKETS INC. (BEL AIR MD)
MD
02/06/1996 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 08/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/20/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/24/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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