Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Trull is a financial advisor with Stifel, Nicolaus & Company, Inc., based in Johnson City, TN. Catherine has been in the financial services industry since 1996. Catherine's prior experience includes roles at SunTrust Investment Services, Inc., Wachovia Securities, LLC, Wachovia Securities, Inc., UBS PaineWebber Inc., and J.C. Bradford & Co.. Catherine is a Series 3, 4, 7, 12, 24 and 63 licensed professional. Catherine is registered to offer investment advisory services in Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/21/2020 - Present
Stifel, Nicolaus & Company, Inc. (JOHNSON CITY TN)
TN
04/06/2006 - 06/08/2012
SUNTRUST INVESTMENT SERVICES, INC. (JOHNSON CITY TN)
MO
06/15/2002 - 04/06/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/16/2001 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NJ
08/14/2000 - 03/22/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/20/2000 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NA
01/19/1983 - 11/26/1986
THE ROBINSON-HUMPHREY COMPANY INC.
BC
Issued 05/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 03/28/1984
Series 4 - Registered Options Principal Examination
BC
Issued 03/02/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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