Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Campbell is a securities professional with over nine years of experience in the financial services industry. Catherine is currently registered with Blackstone Securities Partners LP, located in New York City. Catherine has a strong track record of success in the securities industry, having passed the Series 7TO, SIE, and Series 79 exams. Catherine is also a registered representative in the state of New York, having passed the Uniform Securities Agent State Law Examination. Catherine has prior experience working with Merrill Lynch, Pierce, Fenner & Smith Incorporated, also based in New York City.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/17/2023 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
07/21/2014 - 03/03/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/02/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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