Unclaimed
Catherine Brooke Cox is a financial professional with over 16 years of experience in the industry. Catherine is currently registered with Farmers Financial Solutions, LLC in Texas. She has previously worked with Allstate Financial Services, LLC, State Farm VP Management Corp., and Northwestern Mutual Investment Services, LLC. Catherine is licensed to sell securities in Texas. She holds Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/28/2022 - Present
Farmers Financial Solutions, LLC (KELLER TX)
TX
05/02/2019 - 01/24/2020
FARMERS FINANCIAL SOLUTIONS, LLC (IRVING TX)
TX
12/05/2017 - 04/20/2018
ALLSTATE FINANCIAL SERVICES, LLC (BURLESON TX)
TX
03/09/2009 - 11/17/2017
STATE FARM VP MANAGEMENT CORP. (RED OAK TX)
TX
08/17/2006 - 02/12/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (FORT WORTH TX)
BC
Issued 08/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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