Unclaimed
Catherine Brashears is a financial advisor at Valic Financial Advisors, Inc. and has been in the industry since June 14, 2020. Catherine is registered to provide investment advice in 47 states and securities advice in 51 states. Catherine is qualified to provide financial planning and portfolio management for both individuals and businesses. Catherine is also qualified to select other advisors for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/02/2021 - Present
Valic Financial Advisors, Inc. (BOCA RATON FL)
IA
Issued 10/23/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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