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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Bowen Daniel is a financial advisor with Morgan Stanley. Catherine has been in the industry since 2011. Catherine is licensed in both Florida and Michigan. Catherine holds Series 7, 31, 63, 65, 86, and 87 licenses and the SIE. Catherine has provided financial advice for various clients, including individuals, businesses, investment companies, and charitable organizations. Catherine also provides financial planning, asset allocation advice, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
03/19/2020 - Present
Morgan Stanley (HOWELL MI)
NY
12/06/2011 - 04/12/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
IA
Issued 04/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 05/14/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/20/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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