Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Boone is a financial professional with over 10 years of experience in the financial services industry. Catherine is currently registered with Fidelity Brokerage Services LLC and holds the Series 7, Series 24, and SIE licenses. Catherine is a registered representative with the Financial Industry Regulatory Authority (FINRA) and was previously registered with Fidelity Investments Institutional Services Company, Inc. and National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/11/2018 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
02/15/2017 - 03/08/2019
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
08/11/2011 - 04/22/2015
NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)
BC
Issued 07/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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