Unclaimed
Catherine Blodgett Jones is a registered representative with Scotia Capital (usa) Inc. with over 10 years of experience in the securities industry. Catherine has held registrations in 52 states and the District of Columbia. Catherine is a Series 63, Series 24, SIE, and Series 79 license holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/09/2014 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 07/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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