Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Barker Smith is a financial advisor with over 24 years of experience in the industry. Catherine is currently registered with Raymond James Financial Services Advisors, Inc. Catherine is licensed to provide financial advice in various states, including Alabama, Colorado, Delaware, Florida, Georgia, Illinois, Kansas, Kentucky, Missouri, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, West Virginia and Wisconsin. Prior to joining Raymond James Financial Services Advisors, Inc., Catherine was with EDWARD JONES. Catherine holds several industry licenses including Series 63, Series 66, Series 7, and SIE exams. Catherine has also served as the owner and manager of both Living Stone, LLC and Proverbs 3: 5 & 6 LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
06/16/2016 - Present
Raymond James Financial Services Advisors, Inc. (MADISON NC)
NC
01/07/1998 - 06/13/2016
EDWARD JONES (MADISON NC)
BOTH
Issued 12/12/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Catherine Smith is the right advisor for you? Invested Better is here to help.
