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Catherine Barbara Donne

Neuberger Berman BD LLC

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About Catherine Barbara Donne

Catherine Donne is a registered representative with Neuberger Berman BD LLC. Catherine is based in New York, NY and has been in the financial services industry since 2015. Catherine has experience working with clients at NYLIFE DISTRIBUTORS LLC, J.P. MORGAN INSTITUTIONAL INVESTMENTS INC., and CREDIT SUISSE SECURITIES (USA) LLC. Catherine holds the Series 63, SIE, and Series 7 licenses.

Firm Information

Catherine Donne is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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percentage of assets

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Catherine Donne’s Registration & Firm History

NY

01/04/2023 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NJ

01/10/2019 - 01/03/2023

NYLIFE DISTRIBUTORS LLC (Jersey City NJ)

NY

10/18/2017 - 12/19/2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

09/26/2014 - 07/24/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Catherine Barbara Donne.
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