Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Ballard is a securities professional with experience in the financial services industry. Catherine is currently registered with Robinhood Financial, LLC and holds a Series 7TO, Series 63 and SIE licenses. Catherine was previously registered with CHARLES SCHWAB & CO., INC.. Catherine is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/05/2024 - Present
Robinhood Financial, LLC (Westlake TX)
TX
08/30/2023 - 05/07/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
BC
Issued 09/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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