Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Morrison has been in the financial services industry since August 1999. Catherine is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since August 2022. Prior to that, Catherine was employed by WELLS FARGO CLEARING SERVICES, LLC from July 2014 to August 2022 and MORGAN STANLEY from June 2009 to July 2014. Catherine is registered as an Investment Advisor Representative in Texas and has Series 7, Series 63, and Series 65 licenses. Catherine provides investment advice to individuals, businesses, charitable organizations, and insurance companies. Catherine also holds a 50% ownership in FINET PRACTICE TRAVERSE TX LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
08/22/2022 - Present
Wells Fargo Advisors Financial Network, LLC (NEW BRAUNFELS TX)
TX
07/18/2014 - 08/22/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN ANTONIO TX)
TX
06/01/2009 - 07/22/2014
MORGAN STANLEY (SAN ANTONIO TX)
TX
08/19/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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