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Catherine Anne Sommers

Cambridge Investment Research, Inc.

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About Catherine Anne Sommers

Catherine Anne Sommers is a financial advisor who has been in the industry since 2010. She is currently registered with Cambridge Investment Research, Inc. and is located in Milford, MI. Catherine has passed the Securities Industry Essentials Examination and the General Securities Representative Examination.

Firm Information

Catherine Sommers is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Sommers’s Registration & Firm History

MI

08/15/2019 - Present

Cambridge Investment Research, Inc. (Milford MI)

MI

09/28/2010 - 08/16/2019

SECURITIES AMERICA, INC. (Milford MI)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Anne Sommers.
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