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Catherine Anne Runge

Lion Street Financial, LLC

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About Catherine Anne Runge

Catherine Anne Runge is a financial advisor at Lion Street Financial, LLC in Denver, Colorado. Catherine has been in the financial services industry since May 6, 2006. Catherine has a Series 6, Series 63, and SIE license. Catherine is registered with FINRA and the following states: Arizona, California, Colorado, Florida, Montana, Oklahoma, Oregon, South Dakota, and Wyoming. Prior to joining Lion Street Financial, LLC, Catherine was employed at NFP Advisor Services, LLC, M HOLDINGS SECURITIES, INC., MULTI-FINANCIAL SECURITIES CORPORATION, MUTUAL SERVICE CORPORATION, and ONE ORCHARD EQUITIES, INC.

Firm Information

Catherine Runge is currently registered with Lion Street Financial, LLC. Lion Street Financial, LLC is a Limited Liability Company formed in January 2022 and is registered to provide advisory services in all 50 states, the District of Columbia, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Runge’s Registration & Firm History

CO

06/02/2015 - Present

Lion Street Financial, LLC (Denver CO)

CO

06/24/2013 - 06/01/2015

NFP ADVISOR SERVICES, LLC (DENVER CO)

OR

05/09/2001 - 02/25/2005

M HOLDINGS SECURITIES, INC. (PORTLAND OR)

CO

06/15/2000 - 05/15/2001

MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)

MA

08/27/1998 - 12/31/1999

MUTUAL SERVICE CORPORATION (BOSTON MA)

CO

10/09/1997 - 06/04/1998

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

NY

05/07/1996 - 10/10/1996

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/17/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Anne Runge.
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