Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Robinson is a financial advisor who has been in the industry since 2013. Catherine has a Series 7, Series 63, and Series 66 license and holds a SIE certification. Catherine is currently registered with TD Securities (USA) LLC. Catherine's previous employers include UBS Financial Services Inc. and Morgan Stanley. Catherine's clients are primarily located in Houston, Texas, and Los Angeles, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/22/2019 - Present
TD Securities (usa) LLC (HOUSTON TX)
CA
09/04/2015 - 07/07/2016
UBS FINANCIAL SERVICES INC. (LOS ANGELES CA)
CA
10/16/2013 - 09/08/2015
MORGAN STANLEY (PACIFIC PALISADES CA)
BC
Issued 04/01/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/07/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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