Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Johnson is a financial advisor with Vanguard Advisers, Inc. Catherine has been in the financial services industry since 2011 and has a wide range of experience working with various clients including individuals, families, and institutions. Catherine is licensed to provide investment advice in all 50 states and the District of Columbia. Catherine holds a Series 6, 7, and 66 license as well as the SIE exam. Catherine specializes in portfolio management, financial planning, and selection of other advisers. Catherine is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
08/03/2023 - Present
Vanguard Advisers, Inc. (Plano TX)
TX
02/15/2022 - 12/15/2022
LINCOLN INVESTMENT (IRVING TX)
HI
11/06/2020 - 12/21/2020
LPL FINANCIAL LLC (HONOLULU HI)
HI
09/20/2018 - 11/05/2019
AMERIPRISE FINANCIAL SERVICES, INC. (HONOLULU HI)
HI
10/16/2017 - 05/24/2018
EDWARD JONES (HONOLULU HI)
TX
01/20/2011 - 06/12/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
10/15/2007 - 01/25/2011
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
BOTH
Issued 12/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/12/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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