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Catherine Anne Gauthier

Allstate Financial Services, LLC

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About Catherine Anne Gauthier

Catherine Gauthier is a financial advisor with Allstate Financial Services, LLC. Catherine has been in the financial industry since 2019. Catherine is registered with the state of California and holds the Series 63, SIE and Series 6TO licenses. Catherine is based in Bonita, California.

Firm Information

Catherine Gauthier is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Gauthier’s Registration & Firm History

CA

03/04/2019 - Present

Allstate Financial Services, LLC (Bonita CA)

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Licenses & Designations

BC

Issued 03/23/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2019

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Anne Gauthier.
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