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Catherine Anne Franks

PNC Investments

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About Catherine Anne Franks

Catherine Anne Franks is a financial professional with over a decade of experience in the industry. Catherine has worked for several well-known firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC, and currently PNC Investments. Her expertise spans various financial products and services, including investment advice and portfolio management for individuals and businesses.

Firm Information

Catherine Franks is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Catherine Franks’s Registration & Firm History

PA

08/25/2020 - Present

PNC Investments (PHILADELPHIA PA)

PA

07/23/2013 - 06/28/2018

WELLS FARGO CLEARING SERVICES, LLC (PHILADELPHIA PA)

NJ

10/23/2009 - 07/09/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MT. LAUREL NJ)

DE

09/23/2008 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (WILMINGTON DE)

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Licenses & Designations

BOTH

Issued 10/22/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/28/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Anne Franks.
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