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Catherine Anne Crunden

Hightower Securities, LLC

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About Catherine Anne Crunden

Catherine Anne Crunden is a financial advisor at Hightower Securities, LLC. Catherine holds the Series 7, Series 63 and SIE licenses. Catherine joined Hightower Securities, LLC in March of 2013, prior to that Catherine worked at UBS Financial Services Inc. for 13 years and A. G. Edwards & Sons, Inc. for less than a year. Catherine is registered in 13 states and has a total of 23 years of industry experience.

Firm Information

Catherine Crunden is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Crunden’s Registration & Firm History

NY

03/22/2013 - Present

Hightower Securities, LLC (MELVILLE NY)

NY

07/06/1999 - 04/01/2013

UBS FINANCIAL SERVICES INC. (MELVILLE NY)

MO

07/28/1998 - 06/18/1999

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 08/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Catherine Anne Crunden. Review regulatory record here.
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