Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Anne Collins is a registered representative with Mufg Securities Americas Inc. Catherine has passed the Series 63, Series 79TO, Series 7TO, and SIE exams, and is currently registered in 51 states, the District of Columbia, and Puerto Rico. Catherine is a highly qualified professional with extensive experience in the financial services industry. Catherine is committed to providing her clients with the highest level of service and personalized attention.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/09/2024 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 07/13/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/08/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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