Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Turk is a financial advisor with J.P. Morgan Securities LLC. Catherine has been in the industry since 1999 and holds a Series 7, Series 6, Series 31, Series 63, and Series 65 licenses. She also holds a Series SIE license. Catherine specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses. Catherine has a strong understanding of the financial markets and a commitment to helping her clients reach their financial goals. Catherine is based in Riverhead, NY and is registered to provide advisory services in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/19/2013 - Present
J.p. Morgan Securities LLC (RIVERHEAD NY)
NY
01/07/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GREENPORT NY)
NY
01/01/2008 - 12/21/2009
WELLS FARGO ADVISORS, LLC (SMITHTOWN NY)
NY
03/14/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (BABYLON NY)
NY
04/30/2002 - 03/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
FL
11/10/2000 - 04/26/2002
BENJAMIN SECURITIES, INC. (PENSACOLA FL)
NY
04/22/1996 - 08/27/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
04/22/1996 - 08/27/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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