Invested Better
Unclaimed

Unclaimed

Unclaimed

Catherine Ann Peters

Gradient Advisors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Catherine? Claim Your Profile

About Catherine Ann Peters

Catherine Ann Peters is a financial advisor with Gradient Advisors, LLC. Catherine has been in the financial services industry since February 13, 1991. Catherine is registered with the state of Minnesota as an Investment Advisor Representative and Broker-Dealer. Catherine holds licenses for Series 6, 7, 24, 63, 65, 79TO, 99TO and the SIE exam. Catherine has experience working with individuals, corporations, and pension plans.

Firm Information

Catherine Peters is currently registered with Gradient Advisors, LLC. Gradient Advisors, LLC is an investment advisor headquartered in Arden Hills, MN. They manage approximately $207,096,853 in assets for individuals, corporations, and other businesses. The firm provides financial planning, pension consulting, and selection of other advisors. They have a team of 152 investment adviser representatives and 150 licensed agents.
Gradient Advisors, LLC

4105 LEXINGTON AVENUE N.

ARDEN HILLS, MN 55126

$207.10M

Assets Under Management

2,706

Total Clients

167

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Referral fees

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Catherine Peters’s Registration & Firm History

MN

12/18/2014 - Present

Gradient Advisors, LLC (ARDEN HILLS MN)

MN

08/07/2012 - 12/10/2014

ROYAL ALLIANCE ASSOCIATES, INC. (MINNEAPOLIS MN)

VA

10/04/2011 - 07/31/2012

ALLIED BEACON PARTNERS, INC. (RICHMOND VA)

MN

02/01/2007 - 09/30/2011

WORKMAN SECURITIES CORPORATION (EDEN PRAIRIE MN)

MN

04/22/1998 - 01/12/2007

ASKAR CORP. (BLOOMINGTON MN)

NJ

11/27/1995 - 04/14/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

ND

12/03/1990 - 10/25/1995

ARM SECURITIES CORPORATION (MINOT ND)

Not sure if Catherine Ann Peters is right for you?

Licenses & Designations

IA

Issued 10/19/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/28/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/03/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/19/2000

Series 7 - General Securities Representative Examination

BC

Issued 11/28/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Ann Peters.
Not sure if Catherine Ann Peters is right for you?