Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Ann Mitchell is a financial advisor with Raymond James Financial Services, Inc. located in Birmingham, AL. Catherine has been in the financial services industry since 1992 and has a strong track record of providing personalized financial advice to her clients. She is committed to helping her clients reach their financial goals. Catherine holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AL
07/24/2018 - Present
Raymond James Financial Services, Inc. (BIRMINGHAM AL)
AL
02/26/2010 - 07/16/2018
SA STONE WEALTH MANAGEMENT INC. (BIRMINGHAM AL)
AL
01/30/2004 - 03/10/2010
GUNNALLEN FINANCIAL, INC (BIRMINGHAM AL)
MD
09/22/2003 - 02/20/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NJ
10/10/2000 - 08/28/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TN
02/28/2000 - 08/22/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
11/15/1996 - 02/25/2000
J.C. BRADFORD & CO. (NEW YORK NY)
TN
04/08/1992 - 11/21/1996
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
BC
Issued 07/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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