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Catherine Ann Mahone

Directed Services LLC

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About Catherine Ann Mahone

Catherine Mahone is a financial professional with over 30 years of experience in the financial services industry. She has held various roles at prominent firms like Allianz Life Financial Services, LLC, Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Catherine is currently a Registered Representative and General Securities Principal with Directed Services LLC. Catherine holds the Series 6, Series 7, Series 24, and SIE licenses.

Firm Information

Catherine Mahone is currently registered with Directed Services LLC. Directed Services LLC is a Limited Liability Company formed in December 2006. The firm is registered in California, Delaware, Iowa, Nevada, and Pennsylvania. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Mahone’s Registration & Firm History

IA

06/26/2023 - Present

Directed Services LLC (DES MOINES IA)

MN

06/11/2008 - 10/04/2022

ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

MN

11/21/1990 - 01/23/2008

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

11/21/1990 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 04/13/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/10/1995

Series 7 - General Securities Representative Examination

BC

Issued 11/19/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Catherine Ann Mahone.
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