Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Lynch is a financial professional with experience in the industry. Catherine has a Series 63, Series 86, Series 87, and SIE licenses. Catherine is currently registered with Neuberger Berman BD LLC in Massachusetts and New York. Catherine is a registered representative of Neuberger Berman BD LLC. Before joining Neuberger Berman BD LLC, Catherine worked at Guggenheim Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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MA
11/29/2021 - Present
Neuberger Berman BD LLC (BOSTON MA)
NY
09/02/2019 - 11/30/2021
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/26/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/19/2019
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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