Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Keating is a financial professional with over 20 years of experience in the financial services industry. Catherine is currently registered with BNY Mellon Securities Corp. in New York, New York. Catherine has a broad range of experience, including previous roles at Commonfund Securities, Inc., J.P. Morgan Securities LLC, J.P. Morgan Institutional Investments Inc. and J.P. Morgan Securities Inc. Catherine has a strong background in securities, options and commodities. Catherine is committed to providing her clients with sound financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
08/22/2018 - Present
BNY Mellon Securities Corp. (NEW YORK NY)
CT
02/02/2015 - 07/17/2018
COMMONFUND SECURITIES, INC. (WILTON CT)
NY
10/01/2008 - 02/24/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/14/2012 - 02/06/2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
05/01/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
06/15/1999 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2006
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/24/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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