Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Ann Johnson is a financial advisor with Raymond James Financial Services Advisors, Inc. She has been in the industry since 2002. Catherine holds the Series 7, Series 66, and SIE licenses and is registered to offer investment advice in multiple states including Wisconsin, Texas, Florida, and California. Prior to joining Raymond James, Catherine worked at AXA Advisors, LLC. Catherine has been a member of the Fries Financial Group since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
08/02/2011 - Present
Raymond James Financial Services Advisors, Inc. (Chippewa Falls WI)
WI
09/20/2002 - 07/20/2011
AXA ADVISORS, LLC (BLOOMER WI)
BOTH
Issued 11/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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