Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Ann Ford is a financial advisor with LPL Financial LLC. Catherine has been in the financial industry since 2003. Catherine is a Certified Financial Planner® and holds Series 7 and Series 66 licenses. Catherine has been registered with Lucia Securities, LLC, First Allied Securities, Inc., and MML Investors Services, Inc. Catherine's current registration is with LPL Financial LLC, and she is registered in 23 states. Catherine Ann Ford can provide services such as financial planning, portfolio management for businesses and individuals, consulting, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
09/14/2020 - Present
LPL Financial LLC (ARLINGTON VA)
MD
09/09/2011 - 09/14/2020
LUCIA SECURITIES, LLC (ROCKVILLE MD)
CA
12/13/2007 - 12/05/2011
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
VA
01/09/2003 - 10/24/2007
MML INVESTORS SERVICES, INC. (FAIRFAX VA)
MN
10/30/2002 - 12/07/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/30/2002 - 12/07/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/18/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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