Unclaimed
Catherine Leriotis is a financial professional with over 10 years of experience in the industry. Catherine is currently registered with Prudential Annuities Distributors, Inc. Catherine has held previous roles with PRUCO SECURITIES, LLC., ORCHARD SECURITIES, LLC, RESOURCE SECURITIES LLC and J.P. MORGAN SECURITIES LLC. Catherine has passed the Series 7, Series 63 and SIE exams and holds a current registration in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/17/2019 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
11/13/2019 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
UT
01/28/2019 - 04/09/2019
ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)
PA
01/13/2015 - 11/02/2018
RESOURCE SECURITIES LLC (PHILADELPHIA PA)
DE
02/18/2013 - 12/24/2014
J.P. MORGAN SECURITIES LLC (NEWARK DE)
BC
Issued 04/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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