Unclaimed
Catherine Felnagle is a registered representative with Vanguard Marketing Corp. Catherine is licensed to provide securities and investment advice in Arizona. Catherine joined Vanguard Marketing Corp. in 2013 and has over 10 years of experience in the financial services industry. Catherine has passed the Series 6, Series 7, and Series 63 exams. Catherine is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/03/2013 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/16/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2015
Series 7 - General Securities Representative Examination
BC
Issued 07/03/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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