Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Alexandra Vigen is a financial professional with over 8 years of experience in the financial services industry. Catherine is currently registered with TIAA-CREF Individual & Institutional Services, LLC in Frisco, Texas. Catherine has held previous positions at Charles Schwab & Co., Inc., Capital One Investing, LLC, Raymond James Financial Services, Inc., and J.P. Morgan Securities LLC. Catherine holds Series 66, 10, 9, 7, and SIE licenses and is a licensed Registered Representative in the state of Texas. Catherine specializes in providing financial advice to individuals and high-net-worth individuals. Catherine is also an active member of the community and enjoys photography and blogging.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
04/26/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
04/03/2018 - 01/10/2024
CHARLES SCHWAB & CO., INC. (Westlake TX)
TX
05/18/2017 - 02/01/2018
CAPITAL ONE INVESTING, LLC (Plano TX)
TX
03/23/2016 - 04/07/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (FRISCO TX)
TX
05/26/2015 - 07/22/2015
J.P. MORGAN SECURITIES LLC (DALLAS TX)
BOTH
Issued 11/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/12/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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