Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catherine? Claim Your ProfileCatherine Aglipay is a financial advisor registered with Wells Fargo Clearing Services, LLC. Catherine has been in the financial services industry since 2007. Catherine works in the Columbia, MD office of Wells Fargo Clearing Services, LLC. Catherine has been registered with Wells Fargo Clearing Services, LLC since 2022. Catherine's previous employers include J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Capital One Investing, LLC, Capital One Investment Services LLC, Folger Nolan Fleming Douglas Incorporated, MML Investors Services, LLC, Commonwealth Financial Network, Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
10/10/2022 - Present
Wells Fargo Clearing Services, LLC (COLUMBIA MD)
MD
07/29/2020 - 10/14/2022
J.P. MORGAN SECURITIES LLC (Potomac MD)
MD
06/06/2018 - 03/10/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BETHESDA MD)
VA
01/02/2015 - 05/02/2018
CAPITAL ONE INVESTING, LLC (McLean VA)
MD
11/15/2013 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (FREDERICK MD)
DC
09/27/2011 - 11/06/2013
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED (WASHINGTON DC)
VA
09/13/2011 - 09/30/2011
MML INVESTORS SERVICES, LLC (FAIRFAX VA)
MD
05/14/2009 - 10/08/2009
COMMONWEALTH FINANCIAL NETWORK (LINTHICUM HEIGHTS MD)
DC
04/02/2007 - 05/15/2007
MORGAN STANLEY & CO., INCORPORATED (WASHINGTON DC)
DC
10/13/2005 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
MN
03/27/2003 - 07/12/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/27/2003 - 07/12/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 03/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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