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Catherine A Dewey

Ceros Financial Services, Inc.

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About Catherine A Dewey

Catherine Dewey is a financial advisor with Ceros Financial Services, Inc. in Rockville, MD. Catherine has been in the financial services industry for over 10 years, and has a strong understanding of the investment markets. Catherine is dedicated to helping her clients achieve their financial goals.

Firm Information

Catherine Dewey is currently registered with Ceros Financial Services, Inc.. Ceros Financial Services, Inc. is a Corporation formed in September 1994. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the Securities and Exchange Commission. The firm has reported 3 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Catherine Dewey’s Registration & Firm History

MD

04/25/2019 - Present

Ceros Financial Services, Inc. (ROCKVILLE MD)

NY

03/16/2018 - 12/17/2018

AEGIS CAPITAL CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/26/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Catherine A Dewey.
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