Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catharine? Claim Your ProfileCatharine Marguerite Roddy is a registered representative with Pimco Investments LLC. Catharine is licensed in California, New York and Texas and has been in the industry since 2019. Catharine holds the Series 7TO, Series 63, and SIE licenses and is currently active in California, New York and Texas. Catharine is located at Pimco Investments LLC, which is headquartered in Newport Beach, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/08/2019 - Present
Pimco Investments LLC (NEWPORT BEACH CA)
BC
Issued 10/31/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Catharine Roddy is the right advisor for you? Invested Better is here to help.
