Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catharine? Claim Your ProfileCatharine Falcone is a financial professional with over 17 years of experience in the industry. Catharine is currently registered with Fidelity Brokerage Services LLC and has previously worked at VANGUARD MARKETING CORPORATION. Catharine holds a variety of licenses and certifications, including Series 6, 7, 24, 26, 63 and SIE. Catharine is licensed to provide investment advice in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/09/2022 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
PA
12/01/2005 - 03/23/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2022
Series 24 - General Securities Principal Examination
BC
Issued 04/18/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 06/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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