Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catha? Claim Your ProfileCatha Simons is a financial advisor with Equitable Advisors, LLC, located in Portland, OR. Catha has been in the financial services industry since 1997. Catha is registered with the state of Oregon and other states. She provides financial planning services to individuals, families, and businesses. Catha is also a Registered Representative of Equitable Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
08/08/2014 - Present
Equitable Advisors, LLC (PORTLAND OR)
OR
10/20/2008 - 04/23/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND OR)
OR
04/10/2003 - 10/20/2008
UBS FINANCIAL SERVICES INC. (PORTLAND OR)
NY
03/09/2002 - 08/06/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
02/03/1999 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
OR
10/19/1998 - 02/08/1999
CHARTER INVESTMENT GROUP, INC. (PORTLAND OR)
NY
03/02/1998 - 08/18/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
10/02/1996 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BOTH
Issued 05/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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