Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catesby? Claim Your ProfileCatesby Ware Palmer is an active investment advisor representative with J.P. Morgan Securities LLC. Ware Palmer has been in the financial services industry since 2008 and has held previous positions at BB&T Investment Services, Inc. and Franklin Templeton Financial Services Corp. Ware Palmer specializes in providing investment advice to individuals, corporations and other businesses, as well as high-net-worth individuals. Ware Palmer is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 7TO, 24, 63, 65 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DC
02/20/2024 - Present
J.p. Morgan Securities LLC (Washington DC)
DC
03/16/2011 - 05/09/2013
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (WASHINGTON DC)
VA
01/28/2009 - 01/14/2011
BB&T INVESTMENT SERVICES, INC. (FALLS CHURCH VA)
VA
06/12/2008 - 12/31/2008
BB&T INVESTMENT SERVICES, INC. (FALLS CHURCH VA)
IA
Issued 02/20/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/05/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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