Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caterina? Claim Your ProfileCaterina Rhea Hayes is a financial advisor at Fidelity Personal And Workplace Advisors. Caterina is a registered Investment Advisor Representative in Texas. Caterina has been in the industry for 25 years and has experience working with individuals, high-net-worth individuals, and small businesses. Caterina is dedicated to helping clients achieve their financial goals through personalized financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
09/13/2021 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
07/16/1999 - 12/21/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
NY
07/31/1997 - 06/07/1999
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BOTH
Issued 03/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/09/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/16/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Caterina Hayes is the right advisor for you? Invested Better is here to help.
