Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Caterina? Claim Your ProfileCaterina Holt is a financial advisor with Raymond James & Associates, Inc. in Muskegon, Michigan. Caterina has been working in the financial services industry since 2011. Caterina holds a Series 3, Series 7, Series 9, Series 10, and Series 66 licenses and is registered with the state of Texas and Michigan. Caterina specializes in providing financial advice to individuals, businesses, corporations, high-net-worth individuals, charitable organizations, insurance companies, banking or thrift institutions, pension and profit sharing plans, state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
09/09/2020 - Present
Raymond James & Associates, Inc. (Muskegon MI)
MI
06/06/2011 - 07/10/2020
MORGAN STANLEY (GRAND RAPIDS MI)
BOTH
Issued 06/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/31/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Caterina Holt is the right advisor for you? Invested Better is here to help.
