Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catello? Claim Your ProfileCatello Esposito has been active in the financial industry since 2002 and has a strong background in both securities and investment advisory work. Catello holds the Series 7, Series 24, Series 63 and Series 99TO licenses, and currently works for Fidelity Brokerage Services LLC and National Financial Services LLC. Catello's experience in the industry includes working for Fidelity Brokerage Services LLC in Boston, MA and most recently in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
01/22/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
06/13/2001 - 01/10/2008
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
BC
Issued 08/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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