Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Catalina? Claim Your ProfileCatalina Alexander is an investment advisor representative with TD Private Client Wealth LLC. Catalina has been in the industry since 2004. Catalina is registered with the state of California, Florida, New Jersey, New York, and North Carolina and has a Series 6, Series 7, and Series 66 license. Catalina has experience in various industries, including working with TD Bank, N.A. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
09/15/2023 - Present
TD Private Client Wealth LLC (Sarasota FL)
FL
12/20/2022 - 09/09/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
FL
02/28/2013 - 04/25/2022
TD PRIVATE CLIENT WEALTH LLC (CORAL GABLES FL)
FL
07/14/2009 - 11/12/2010
UVEST FINANCIAL SERVICES GROUP, INC. (BOCA RATON FL)
FL
10/29/2007 - 02/20/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (MIAMI FL)
FL
05/24/2004 - 10/31/2007
SUNTRUST INVESTMENT SERVICES, INC. (MIAMI FL)
MA
01/01/2001 - 03/27/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 09/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Catalina Alexander is the right advisor for you? Invested Better is here to help.
