Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cataldo? Claim Your ProfileCataldo Panici is a financial advisor with over 30 years of experience in the financial services industry. Cataldo is currently registered with LPL Financial LLC and has been with the firm since 2009. Previously, Cataldo worked with BANC of AMERICA INVESTMENT SERVICES, INC., LASALLE FINANCIAL SERVICES, INC., AMERITAS INVESTMENT CORP., HARRIS INVESTORLINE, HARRIS INVESTORS DIRECT, INC., CITICORP INVESTMENT SERVICES, ASCEND FINANCIAL SERVICES, INC., and NYLIFE SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
02/04/2025 - Present
LPL Financial LLC (FRANKFORT IL)
IL
10/24/2008 - 07/22/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ORLAND PARK IL)
IL
10/13/2000 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (ORLAND PARK IL)
NE
08/17/1999 - 10/20/2000
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IL
04/15/2000 - 09/12/2000
HARRIS INVESTORLINE (CHICAGO IL)
IL
08/02/1999 - 04/15/2000
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
NY
12/17/1998 - 09/03/1999
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MN
06/14/1993 - 01/11/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NY
02/04/1993 - 06/24/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 05/17/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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