Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cataldo? Claim Your ProfileCataldo Morgia is a registered representative with Hightower Securities, LLC in Watertown, NY. Cataldo has been in the industry since 1969, and holds a variety of licenses and certifications. Cataldo's work experience includes roles with Morgan Stanley Smith Barney, Citigroup Global Markets Inc, Lehman Brothers Inc, Loeb Partners, Hornblower, Weeks, Noyes & Trask Incorporated, and Spencer Trask & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/26/2010 - Present
Hightower Securities, LLC (WATERTOWN NY)
NY
06/01/2009 - 12/13/2010
MORGAN STANLEY SMITH BARNEY (SYRACUSE NY)
NY
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WATERTOWN NY)
NY
09/17/1979 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/18/1978 - 09/17/1979
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
04/15/1969 - 05/05/1977
SPENCER TRASK & CO. INCORPORATED
BC
Issued 02/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1979
PC - AMEX Put and Call Exam
BC
Issued 04/11/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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