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Cassiel Shoben

Wells Fargo Securities, LLC

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About Cassiel Shoben

Cassiel Shoben has been in the financial industry since 2003 and is currently registered with Wells Fargo Securities, LLC. Cassiel has a diverse professional background, with previous experience at firms such as RBS Securities Inc., Quest Capital Strategies, Inc., Deutsche Bank Securities Inc., NYLife Securities Inc., Gunnallen Financial, Inc, National Planning Corporation, and Sterling Enterprises Group, Inc. Cassiel holds the Series 7, Series 24, Series 63, Series 99TO, and SIE licenses.

Firm Information

Cassiel Shoben is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Cassiel Shoben’s Registration & Firm History

NC

05/19/2023 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

CT

03/18/2011 - 11/08/2017

RBS SECURITIES INC. (STAMFORD CT)

CA

03/23/2009 - 03/25/2010

QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)

NY

12/13/2007 - 04/16/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/13/2005 - 05/12/2006

NYLIFE SECURITIES INC. (NEW YORK NY)

FL

02/09/2004 - 01/24/2005

GUNNALLEN FINANCIAL, INC (TAMPA FL)

CA

08/21/2003 - 10/01/2003

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

FL

01/18/2002 - 04/24/2002

STERLING ENTERPRISES GROUP, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 05/04/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/09/2004

Series 24 - General Securities Principal Examination

BC

Issued 05/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 11/08/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/17/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Cassiel Shoben.
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