Unclaimed
Cassie Nieves is a financial advisor with Franklin Distributors, LLC. Cassie is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7TO, SIE, and Series 63 licenses. Cassie is licensed in 53 states. Cassie has been in the industry since September 8, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/09/2022 - Present
Franklin Distributors, LLC (St. Petersburg FL)
BC
Issued 10/04/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/08/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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