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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cassandra? Claim Your ProfileCassandra Stutsman is a financial advisor with over 20 years of experience in the industry. Cassandra currently works at Morgan Stanley, a large financial firm based in Purchase, New York. Prior to joining Morgan Stanley, Cassandra worked for WELLS FARGO CLEARING SERVICES, LLC and UBS FINANCIAL SERVICES INC. Cassandra is registered in both the broker-dealer and investment advisor capacities. Cassandra offers a wide range of services to individuals, businesses, investment companies, and charitable organizations. These services include financial planning, pension consulting, educational seminars, and portfolio management. Cassandra is also registered with the FINRA and holds a number of licenses, including Series 7, Series 9, Series 10, Series 55, Series 57TO, Series 63, Series 65, and Series 66. Cassandra has a strong commitment to providing her clients with the best possible financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
10/17/2022 - Present
Morgan Stanley (Washington DC)
VA
06/12/2014 - 10/11/2022
WELLS FARGO CLEARING SERVICES, LLC (MCLEAN VA)
VA
12/12/2011 - 06/20/2014
UBS FINANCIAL SERVICES INC. (VIENNA VA)
CA
02/11/2009 - 12/06/2011
WELLS FARGO ADVISORS, LLC (LOS ANGELES CA)
CA
05/22/2008 - 05/22/2008
COMMONWEALTH FINANCIAL NETWORK (VISALIA CA)
NC
06/04/2003 - 02/01/2007
WACHOVIA SECURITIES, LLC (WILMINGTON NC)
MO
04/06/1999 - 12/21/2001
FIRST CLEARING CORPORATION (ST. LOUIS MO)
BOTH
Issued 05/22/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/02/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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