Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cassandra? Claim Your ProfileCassandra Cummings is a financial advisor registered with the state of California. Cassandra is currently working with RC Wealth Management. Cassandra specializes in providing financial planning services to individuals and helping to select other advisors. Cassandra has a strong background in the financial industry, having previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and MetLife Securities Inc. Cassandra is also a strong advocate for financial literacy, providing services to the general public through on-line courses and in-person events.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/01/2025 - Present
RC Wealth Management (OAKLAND CA)
CA
01/13/2012 - 07/27/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONCORD CA)
CA
12/17/2010 - 01/12/2012
METLIFE SECURITIES INC. (WALNUT CREEK CA)
TX
05/31/2006 - 01/06/2011
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
IA
Issued 12/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2015
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/30/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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