Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Cassandra? Claim Your ProfileCassandra Olivia Sullivan is a financial professional with experience in the securities industry. Cassandra is registered with TD Securities (usa) LLC in California and New York. Cassandra has passed the Series 79TO, Series 63, and SIE exams, and holds a current registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/15/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
BC
Issued 07/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/03/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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